SEC Form 4 · accession 0001127602-18-011449
PennyMac Mortgage Investment Trust · PMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marianne Sullivan
Director
Period of report
Mar 12, 2018
Accepted (ET)
Mar 13, 2018 · 6:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001464423
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares of Beneficial InterestF1,F2 | Mar 12, 2018 | A | 4,934 | $0.00 | A | 7,006 | D | |
| Common Shares of Beneficial Interest | holding | — | — | — | 2,651 | I | Individual Retirement Account |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person was granted 4,934 restricted share units. The restricted share units, which vest in three equal installments beginning on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting.
- F2The reported amount consists of 7,006 restricted share units. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.