SEC Form 4 · accession 0001127602-18-009198
PennyMac Mortgage Investment Trust · PMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Richard Bailey
Officer — Chief Mortgage Ops Officer
Period of report
Feb 26, 2018
Accepted (ET)
Feb 28, 2018 · 6:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001464423
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares of Beneficial InterestF1,F2,F3 | Feb 26, 2018 | S | 1,760 | $17.2915 | D | 20,707 | D | |
| Common Shares of Beneficial InterestF1,F4,F5 | Feb 26, 2018 | S | 3,653 | $17.3037 | D | 17,054 | D | |
| Common Shares of Beneficial InterestF1,F6,F7 | Feb 27, 2018 | S | 3,077 | $17.3951 | D | 13,977 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These common shares of beneficial interest were sold pursuant to a 10b5-1 plan.
- F2The price reported is the weighted average price of multiple transactions ranging from $17.26 to $17.38. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.
- F3The reported amount consists of 13,977 restricted share units and 6,730 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.
- F4The price reported is the weighted average price of multiple transactions ranging from $17.25 to $17.47. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.
- F5The reported amount consists of 13,977 restricted share units and 3,077 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.
- F6The price reported is the weighted average price of multiple transactions ranging from $17.36 to $17.46. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.
- F7The reported amount consists of 13,977 restricted share units. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.