SEC Form 4 · accession 0001127602-18-008840
PennyMac Mortgage Investment Trust · PMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul DuFauchard, Preston Jr.
Director
Period of report
Feb 23, 2018
Accepted (ET)
Feb 27, 2018 · 6:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001464423
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares of Beneficial InterestF1,F2 | Feb 23, 2018 | S | 950 | $17.16 | D | 23,333 | D | |
| Common Shares of Beneficial InterestF1,F3,F4 | Feb 26, 2018 | S | 543 | $17.2839 | D | 22,790 | D | |
| Common Shares of Beneficial InterestF1,F5,F6 | Feb 26, 2018 | S | 680 | $17.2832 | D | 22,110 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.
- F2The reported amount consists of 8,838 restricted share units and 14,495 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.
- F3The price reported is the weighted average price of multiple transactions ranging from $17.26 to $17.34. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.
- F4The reported amount consists of 7,480 restricted share units and 15,310 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.
- F5The price reported is the weighted average price of multiple transactions ranging from $17.26 to $17.31. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.
- F6The reported amount consists of 5,779 restricted share units and 16,331 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.