SEC Form 4 · accession 0001127602-18-007806
PennyMac Mortgage Investment Trust · PMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott W. Carnahan
Director
Period of report
Feb 20, 2018
Accepted (ET)
Feb 22, 2018 · 5:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001464423
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares of Beneficial InterestF1 | Feb 20, 2018 | P | 1,180 | $17.24 | A | 53,966 | D | |
| Common Shares of Beneficial InterestF2 | Feb 20, 2018 | P | 1,000 | $17.35 | A | 54,966 | D | |
| Common Shares of Beneficial InterestF3 | Feb 20, 2018 | P | 1,000 | $17.43 | A | 55,966 | D | |
| Common Shares of Beneficial InterestF4 | Feb 21, 2018 | P | 1,000 | $17.10 | A | 56,966 | D | |
| Common Shares of Beneficial InterestF5 | Feb 21, 2018 | P | 1,000 | $17.2099 | A | 57,966 | D | |
| Common Shares of Beneficial InterestF6 | Feb 21, 2018 | P | 1,000 | $17.2491 | A | 58,966 | D | |
| Common Shares of Beneficial InterestF7 | Feb 22, 2018 | P | 2,000 | $17.1099 | A | 60,966 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported amount consists of 11,213 restricted share units and 42,753 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.
- F2The reported amount consists of 11,213 restricted share units and 43,753 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.
- F3The reported amount consists of 11,213 restricted share units and 44,753 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.
- F4The reported amount consists of 11,213 restricted share units and 45,753 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.
- F5The reported amount consists of 11,213 restricted share units and 46,753 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.
- F6The reported amount consists of 11,213 restricted share units and 47,753 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.
- F7The reported amount consists of 11,213 restricted share units and 49,753 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.