SEC Form 4 · accession 0001127602-17-018503
PennyMac Mortgage Investment Trust · PMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Richard Bailey
Officer — Chief Mortgage Ops Officer
Period of report
May 15, 2017
Accepted (ET)
May 17, 2017 · 4:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001464423
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares of Beneficial InterestF1,F2,F3 | May 15, 2017 | S | 3,250 | $17.6055 | D | 26,192 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These common shares of beneficial interest were sold pursuant to a 10b5-1 plan.
- F2The price reported is the weighted average price of multiple transactions ranging from $17.56 to $17.65. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.
- F3The reported amount consists of 26,192 restricted share units. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.