SEC Form 4 · accession 0001127602-17-008757
PennyMac Mortgage Investment Trust · PMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Stanley Perotti
Officer — Deputy CFO
Period of report
Feb 23, 2017
Accepted (ET)
Feb 27, 2017 · 6:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001464423
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares of Beneficial InterestF1,F2 | Feb 23, 2017 | A | 5,281 | $0.00 | A | 53,426 | D | |
| Common Shares of Beneficial InterestF3,F4,F5 | Feb 24, 2017 | S | 1,845 | $16.8766 | D | 51,581 | D | |
| Common Shares of Beneficial InterestF3,F6,F7 | Feb 24, 2017 | S | 2,009 | $16.8733 | D | 49,572 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person was granted 5,281 restricted share units. The restricted share units, which vest in three equal annual installments beginning on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting.
- F2The reported amount consists of 26,191 restricted share units and 27,235 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.
- F3The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.
- F4The price reported is the weighted average price of multiple transactions ranging from $16.84 to $16.96. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.
- F5The reported amount consists of 26,191 restricted share units and 25,390 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.
- F6The price reported is the weighted average price of multiple transactions ranging from $16.83 to $16.97. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.
- F7The reported amount consists of 26,191 restricted share units and 23,381 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.