SEC Form 5 · accession 0001127602-17-005552
PennyMac Mortgage Investment Trust · PMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nancy McAllister
Director
Period of report
Dec 31, 2016
Accepted (ET)
Feb 13, 2017 · 5:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001464423
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares of Beneficial InterestF1,F2 | Dec 31, 2016 | G | 2,366 | $0.00 | D | 21,263 | D | |
| Common Shares of Beneficial Interest | Dec 31, 2016 | G | 2,366 | $0.00 | A | 2,366 | I | Nancy McAllister and Richard M Card as JTWROS |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person transferred 2365.74 Common Shares of Beneficial Interest to a joint account with spouse.
- F2The reported amount consists of 11,219 restricted share units and 10,044 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.