SEC Form 4 · accession 0001127602-16-070170
PennyMac Mortgage Investment Trust · PMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Grogin
Officer — CALO and Secretary
Period of report
Dec 15, 2016
Accepted (ET)
Dec 15, 2016 · 7:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001464423
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares of Beneficial Interest | Dec 15, 2016 | S | 1,513 | $16.31 | D | 46,146 | D | |
| Common Shares of Beneficial InterestF1 | Dec 15, 2016 | S | 3,000 | $16.30 | D | 43,146 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported amount consists of 30,890 restricted share units and 12,256 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.