SEC Form 5 · accession 0001127602-16-040713
PennyMac Mortgage Investment Trust · PMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randall D. Hadley
Director
Period of report
Dec 31, 2015
Accepted (ET)
Feb 11, 2016 · 5:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001464423
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares of Beneficial InterestF1,F2 | May 26, 2015 | G | 1,000 | $0.00 | D | 12,888 | D | |
| Common Shares of Beneficial Interest | holding | — | — | — | 8,000 | I | Randall and Maureen Hadley Family 2001 Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Hadley gifted 500 common shares of beneficial interest to each of his two adult children.
- F2The reported amount consists of 8,056 restricted share units and 4,832 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.