SEC Form 4 · accession 0001127602-15-017774
PennyMac Mortgage Investment Trust · PMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Spector
Officer — President and COO · Director
Period of report
May 14, 2015
Accepted (ET)
May 18, 2015 · 7:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001464423
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares of Beneficial InterestF1 | May 14, 2015 | S | 7,200 | $18.1091 | D | 299,722 | D | |
| Common Shares of Beneficial InterestF2,F3 | May 15, 2015 | S | 10,050 | $18.1143 | D | 289,672 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The common shares of beneficial interest were sold pursuant to a 10b5-1 plan in order to pay estimated tax obligations resulting from the vesting of 12,000 restricted share units on May 14, 2015.
- F2The common shares of beneficial interest were sold pursuant to a 10b5-1 plan in order to pay estimated tax obligations resulting from the vesting of 16,750 restricted share units on May 15, 2015.
- F3The reported amount consists of 149,561 restricted share units and 140,11 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.