SEC Form 4 · accession 0001127602-15-017772
PennyMac Mortgage Investment Trust · PMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Richard Bailey
Officer — Chief Mortgage Ops Officer
Period of report
May 14, 2015
Accepted (ET)
May 18, 2015 · 7:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001464423
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares of Beneficial InterestF1 | May 14, 2015 | S | 3,250 | $18.1089 | D | 43,513 | D | |
| Common Shares of Beneficial InterestF2,F3 | May 15, 2015 | S | 3,750 | $18.1135 | D | 39,763 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The common shares of beneficial interest were sold pursuant to a 10b5-1 plan, which included sales in order to pay estimated tax obligations resulting from the vesting of 3,250 restricted share units on May 14, 2015.
- F2The common shares of beneficial interest were sold pursuant to a 10b5-1 plan, which included sales in order to pay estimated tax obligations resulting from the vesting of 3,750 restricted share units on May 15, 2015.
- F3The reported amount consists of 39,763 restricted share units.