SEC Form 4 · accession 0001127602-15-010693
PennyMac Mortgage Investment Trust · PMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Richard Bailey
Officer — Chief Mortgage Ops Officer
Period of report
Mar 9, 2015
Accepted (ET)
Mar 9, 2015 · 6:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001464423
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares of Beneficial InterestF1,F2,F3 | Mar 9, 2015 | S | 5,000 | $20.6634 | D | 46,763 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The common shares of beneficial interest were sold pursuant to a 10b5-1 plan in order to pay estimated tax obligations resulting from the vesting of 5,000 restricted share units on March 8, 2015.
- F2The price reported is the weighted average price of multiple transactions at prices ranging from $20.61 to $20.77. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.
- F3The reported amount consists of 46,763 restricted share units. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.