SEC Form 4 · accession 0001437749-19-002763
Atlanticus Holdings Corp · ATLC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey A. Howard
Officer — President · Director
Period of report
Feb 13, 2019
Accepted (ET)
Feb 15, 2019 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001464343
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 13, 2019 | M | 200,000 | $2.64 | A | 357,509 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $2.64 | Feb 13, 2019 | M | 200,000 | D | — | Feb 21, 2019 | Common Stock | 200,000 | 0 | D |
Explanation of responses
- F1The stock option vested in two equal installments on 2/21/2015 and 2/21/2016.