SEC Form 4 · accession 0000899243-18-028942
Atlanticus Holdings Corp · ATLC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey A. Howard
Officer — President · Director
Period of report
Nov 12, 2018
Accepted (ET)
Nov 14, 2018 · 6:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001464343
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 12, 2018 | A | 100,000 | $0.00 | A | 157,509 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $6.00 | Nov 12, 2018 | A | 100,000 | A | — | Nov 12, 2023 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1Grant of restricted stock, which will vest in its entirety on November 12, 2021.
- F2The option vests in three equal installments on November 12, 2019, November 12, 2020 and November 12, 2021.