SEC Form 4 · accession 0000899243-17-028164
Atlanticus Holdings Corp · ATLC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas G Rosencrants
Director
Period of report
Dec 5, 2017
Accepted (ET)
Dec 7, 2017 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001464343
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 5, 2017 | P | 4,131 | $2.26 | A | 4,131 | I | By Spouse |
| Common StockF1 | Dec 6, 2017 | P | 100 | $2.28 | A | 4,231 | I | By Spouse |
| Common Stock | holding | — | — | — | 19,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- F2This transaction was executed in multiple trades at prices ranging from $2.24 to $2.29. The reported price reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.