SEC Form 4 · accession 0000899243-16-016686
Atlanticus Holdings Corp · ATLC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey A. Howard
Officer — President · Director
Period of report
Mar 24, 2016
Accepted (ET)
Mar 28, 2016 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001464343
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 57,509 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $3.04 | Mar 24, 2016 | A | 200,000 | A | — | Mar 24, 2021 | Common Stock | 200,000 | 200,000 | D |
Explanation of responses
- F1The option vests in three equal installments on March 24, 2017, March 24, 2018 and March 24, 2019.