SEC Form 4 · accession 0001144204-18-059657
Vuzix Corp · VUZI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy Heydenreich Harned
Director
Period of report
Nov 13, 2018
Accepted (ET)
Nov 14, 2018 · 11:13 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001463972
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 13, 2018 | P | 1,500 | $5.9306 | A | 45,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This sales price reflects a weighted average of multiple prices ranging from $5.929 to $5.935. Full information regarding the number of shares acquired at each price will be provided to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer upon request.
- F22,500 shares are owned in an SEP IRA account and the remainder are owned directly.