SEC Form 4 · accession 0001144204-18-026194
Vuzix Corp · VUZI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul A Boris
Officer — COO · Director
Period of report
May 4, 2018
Accepted (ET)
May 8, 2018 · 5:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001463972
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 4, 2018 | A | 5,000 | $0.00 | A | 130,500 | I | Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Issuance of stock award - full ownership vests in equal monthly installments over 48 months from the date of award.
- F2105,000 shares are owned directly and 25,500 shares are owned by 401(k) plan.