SEC Form 4/A · accession 0001144204-17-043413
Vuzix Corp · VUZI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Paul A Boris
Officer — COO · Director
Period of report
Aug 9, 2017
Accepted (ET)
Aug 15, 2017 · 1:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001463972
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 9, 2017 | P | 10,000 | $6.10 | A | 110,000 | I | Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchase of common shares in August 9, 2017 Registered Direct Offering.
- F210,000 shares purchased by 401(k) plan. 100,000 shares are owned directly.