SEC Form 4 · accession 0001144204-15-000807
Vuzix Corp · VUZI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alexander Ruckdaeschel
Director
Period of report
Aug 5, 2013
Accepted (ET)
Jan 6, 2015 · 3:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001463972
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 2, 2015 | A | 25,000 | $0.00 | A | 25,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options | $2.00 | Aug 5, 2013 | A | 15,000 | A | Aug 5, 2013 | Aug 5, 2023 | Common Stock | 15,000 | 15,000 | D |
| OptionsF1 | $2.70 | Aug 18, 2014 | A | 30,000 | A | — | Aug 18, 2024 | Common Stock | 30,000 | 30,000 | D |
Explanation of responses
- F1The options shall vest in 12 equal installments monthly from the date of grant.