SEC Form 4 · accession 0001628280-18-007942
Renewable Energy Group, Inc. · REGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary Haer
Officer — VP, Sales and Marketing
Period of report
Jun 14, 2018
Accepted (ET)
Jun 15, 2018 · 6:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001463258
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 14, 2018 | M | 2,967 | $9.06 | A | 100,599 | D | |
| Common StockF1 | Jun 14, 2018 | D | 1,568 | $17.15 | D | 99,031 | D | |
| Common StockF1 | Jun 14, 2018 | F | 633 | $17.15 | D | 98,398 | D | |
| Common StockF1 | Jun 14, 2018 | M | 8,660 | $9.52 | A | 107,058 | D | |
| Common StockF1 | Jun 14, 2018 | D | 4,808 | $17.15 | D | 102,250 | D | |
| Common StockF1 | Jun 14, 2018 | F | 1,743 | $17.15 | D | 100,507 | D | |
| Common Stock | Jun 14, 2018 | S | 6,722 | $17.113 | D | 93,785 | D | |
| Common Stock | Jun 15, 2018 | S | 2,875 | $17.336 | D | 90,910 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $9.06 | Jun 14, 2018 | M | 2,967 | D | Mar 28, 2018 | Mar 28, 2026 | Common Stock | 2,967 | 0 | D |
| Stock Appreciation Right | $9.52 | Jun 14, 2018 | M | 8,660 | D | Mar 24, 2018 | Mar 24, 2025 | Common Stock | 8,660 | 0 | D |
Explanation of responses
- F1Activity related to Stock Appreciations Right exercises.