SEC Form 4 · accession 0001628280-18-007891
Renewable Energy Group, Inc. · REGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chad Stone
Officer — CFO
Period of report
Jun 12, 2018
Accepted (ET)
Jun 14, 2018 · 5:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001463258
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 12, 2018 | M | 4,767 | $0.00 | A | 109,012 | D | |
| Common Stock | Jun 12, 2018 | F | 113 | $17.25 | D | 108,899 | D | |
| Common StockF2 | Jun 12, 2018 | M | 5,805 | $0.00 | A | 114,704 | D | |
| Common Stock | Jun 12, 2018 | F | 1,762 | $17.25 | D | 112,942 | D | |
| Common StockF2 | Jun 13, 2018 | M | 7,439 | $0.00 | A | 120,381 | D | |
| Common Stock | Jun 13, 2018 | F | 2,258 | $16.95 | D | 118,123 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance RightsF3 | — | Jun 12, 2018 | M | 4,767 | D | — | Mar 28, 2019 | Common Stock | 4,767 | 0 | D |
| Performance RightsF3 | — | Jun 12, 2018 | M | 5,805 | D | — | Dec 31, 2022 | Common Stock | 5,805 | 5,804 | D |
| Performance RightsF3 | — | Jun 13, 2018 | M | 7,439 | D | — | Dec 31, 2023 | Common Stock | 7,439 | 7,440 | D |
Explanation of responses
- F1Performance restricted stock units convert into restricted stock units on an one-for-one basis.
- F2Performance restricted stock units convert into common stock on an one-for-one basis.
- F3On March 28, 2016, May 11, 2017 and February 28, 2018, the reporting person was granted 9,535, 11,609 and 14,879 performance restricted stock units, respectively, vesting over certain performance periods beginning on grant dates.