SEC Form 4 · accession 0001628280-18-007422
Renewable Energy Group, Inc. · REGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary Haer
Officer — VP, Sales and Marketing
Period of report
May 29, 2018
Accepted (ET)
May 31, 2018 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001463258
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 29, 2018 | M | 23,016 | $11.83 | A | 110,016 | D | |
| Common StockF1 | May 29, 2018 | D | 15,127 | $18.00 | D | 94,889 | D | |
| Common StockF1 | May 29, 2018 | F | 2,387 | $18.00 | D | 92,502 | D | |
| Common StockF1 | May 29, 2018 | M | 23,519 | $13.25 | A | 116,021 | D | |
| Common StockF1 | May 29, 2018 | D | 17,313 | $18.00 | D | 98,708 | D | |
| Common StockF1 | May 29, 2018 | F | 1,878 | $18.00 | D | 96,830 | D | |
| Common StockF1 | May 30, 2018 | S | 700 | $17.85 | D | 96,130 | D | |
| Common StockF1 | May 30, 2018 | S | 2,700 | $17.825 | D | 93,430 | D | |
| Common StockF1 | May 30, 2018 | S | 6,430 | $17.85 | D | 87,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $11.83 | May 29, 2018 | M | 23,016 | D | Mar 24, 2018 | Mar 24, 2024 | Common Stock | 23,016 | 0 | D |
| Stock Appreciation Right | $13.25 | May 29, 2018 | M | 23,519 | D | May 17, 2017 | May 17, 2023 | Common Stock | 23,519 | 0 | D |
Explanation of responses
- F1Activity related to Stock Appreciation Rights exercises and sale of shares of common stock resulting from the exercises.