SEC Form 4/A · accession 0001628280-18-002875

Renewable Energy Group, Inc. · REGI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Officer — VP, Sales and Marketing

Period of report

Feb 28, 2018

Accepted (ET)

Mar 7, 2018 · 6:19 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001463258

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Feb 28, 2018	A	8,961	$0.00	A	68,050	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Performance Rights^F2	—	Feb 28, 2018	A	13,270	A	—	Dec 31, 2023	Common Stock	13,270	13,270	D

F1Represents award of restricted stock units ("RSUs") that will vest in full on 2/28/2021, subject to continued service as an employee of Renewable Energy Group, Inc. (the "Company"). RSUs may be settled only for shares of common stock on a one-for-one basis.This amount was reported as 7,174 in the reporting person's original Form 4 filed on March 2, 2018.
F2Each performance right represents a contingent right to receive one share of REGI common stock, subject to continued employment and other conditions. Half of the Performance Based RSUs will vest upon REGI's common stock price equal to or exceeding a market price of $16.50 per share during the applicable performance period, based on the volume-weighted average stock price during any 20 consecutive trading days. The other 50% of the Performance Based RSUs will vest upon REGI achieving a 12% return on invested capital during the applicable performance periods, as measured on a simple average basis. This amount was reported as 10,624 in the reporting person's original Form 4 filed on March 2, 2018.