SEC Form 4 · accession 0001628280-17-008593
Renewable Energy Group, Inc. · REGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary Haer
Officer — VP, Sales and Marketing
Period of report
Aug 8, 2017
Accepted (ET)
Aug 11, 2017 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001463258
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 8, 2017 | M | 4,307 | $0.00 | D | 60,526 | D | |
| Common Stock | Aug 8, 2017 | F | 1,437 | $11.75 | D | 59,089 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance RightsF2 | — | Aug 8, 2017 | M | 4,307 | A | — | Mar 28, 2019 | Common Stock | 4,307 | 4,306 | D |
Explanation of responses
- F1Performance restricted stock units convert into common stock on an one-for-one basis.
- F2On March 28, 2016, the reporting person was granted 9,535 performance restricted stock units, vesting upon meeting certain conditions over a three-year period beginning on the grant date.