SEC Form 4 · accession 0001209191-15-001498

Renewable Energy Group, Inc. · REGI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President and CEO · Director

Period of report

Dec 31, 2014

Accepted (ET)

Jan 5, 2015 · 6:57 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001463258

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Dec 31, 2014	M	100,000	$0.00	A	371,145	D
Common Stock^F1	Dec 31, 2014	F	54,252	$9.71	D	316,893	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F3,F2	—	Dec 31, 2014	M	100,000	D	—	—	Common Stock	100,000	50,000	D

F1Represents shares surrendered to satisfy tax liability due at settlement of restricted stock unit award.
F2Represents the partial vesting of a previously reported award of 400,000 restricted stock units. 200,000 restricted stock units vested in installments of 25% each on December 31 of each of 2011, 2012, 2013 and 2014, subject only to Mr. Oh's continued employment. The remaining 200,000 restricted stock units vested in installments of 25% each on December 31 of each of 2012, 2013, 2014 and with the final installment vesting on December 31, 2015, subject to (i) achievement of certain pre-determined performance thresholds for the year then ended (provided, that if the performance goal is not reached with respect to any year, Mr. Oh will vest with respect to the 25% installment that did not vest in that year on December 31 of 2016, 2017 or 2018 if the minimum performance thresholds are reached with respect to the year then ended) and (ii) Mr. Oh's continued employment.
F3Each restricted stock unit represents a contingent right to receive one share of common stock of Renewable Energy Group, Inc.