SEC Form 4 · accession 0001628280-18-000207
Zendesk, Inc. · ZEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Geschke
Officer — CLO and SVP Administration
Period of report
Jan 3, 2018
Accepted (ET)
Jan 5, 2018 · 7:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001463172
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 3, 2018 | M | 787 | $9.52 | A | 12,582 | D | |
| Common StockF2 | Jan 3, 2018 | S | 787 | $35.05 | D | 11,795 | D | |
| Common Stock | Jan 4, 2018 | M | 2,400 | $9.52 | A | 14,195 | D | |
| Common StockF3 | Jan 4, 2018 | S | 2,400 | $35.0471 | D | 11,795 | D | |
| Common Stock | Jan 5, 2018 | M | 320 | $9.52 | A | 12,115 | D | |
| Common Stock | Jan 5, 2018 | S | 320 | $35.00 | D | 11,795 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $9.52 | Jan 3, 2018 | M | 787 | D | — | Feb 13, 2024 | Common Stock | 787 | 89,213 | D |
| Stock Option (Right to Buy)F4 | $9.52 | Jan 4, 2018 | M | 2,400 | D | — | Feb 13, 2024 | Common Stock | 2,400 | 86,813 | D |
| Stock Option (Right to Buy)F4 | $9.52 | Jan 5, 2018 | M | 320 | D | — | Feb 13, 2024 | Common Stock | 320 | 86,493 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by John Geschke on February 16, 2017.
- F2This sale price represents the weighted average sale price of the shares sold ranging from $35.00 to $35.28 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F3This sale price represents the weighted average sale price of the shares sold ranging from $35.00 to $35.30 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F4The option is early exercisable. 1/60th of the shares vest monthly after the vesting commencement date of February 13, 2014, subject to the Reporting Person's continuous service to the Issuer on each such date. Unvested shares are subject to acceleration upon the occurrence of certain events.