SEC Form 4 · accession 0001127602-16-069041
Zendesk, Inc. · ZEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Caryn Marooney
Director
Period of report
Nov 30, 2016
Accepted (ET)
Dec 2, 2016 · 7:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001463172
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 30, 2016 | M | 3,385 | $9.16 | A | 29,988 | D | |
| Common Stock | Nov 30, 2016 | S | 1,693 | $21.81 | D | 28,295 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $9.16 | Nov 30, 2016 | M | 3,385 | D | — | Jan 30, 2024 | Common Stock | 3,385 | 110,590 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F2The option is early exercisable. 1/48th of the shares vest monthly after the vesting commencement date of January 30, 2014, subject to the Reporting Person's continuous service to the Issuer on each such date. Unvested shares are subject to acceleration upon the occurrence of certain events.