SEC Form 4 · accession 0001127602-16-066240
Zendesk, Inc. · ZEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Geschke
Officer — GC, SVP Admin and Secretary
Period of report
Nov 3, 2016
Accepted (ET)
Nov 7, 2016 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001463172
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 3, 2016 | M | 6,120 | $2.30 | A | 12,705 | D | |
| Common StockF2 | Nov 3, 2016 | S | 6,120 | $23.0022 | D | 6,585 | D | |
| Common Stock | Nov 4, 2016 | M | 495 | $2.30 | A | 7,080 | D | |
| Common StockF3 | Nov 4, 2016 | S | 495 | $23.0483 | D | 6,585 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $2.30 | Nov 3, 2016 | M | 6,120 | D | — | Jul 18, 2022 | Common Stock | 6,120 | 495 | D |
| Stock Option (Right to Buy)F4 | $2.30 | Nov 4, 2016 | M | 495 | D | — | Jul 18, 2022 | Common Stock | 495 | 0 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F2This sale price represents the weighted average sale price of the shares sold ranging from $23.00 to $23.08 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F3This sale price represents the weighted average sale price of the shares sold ranging from $23.00 to $23.20 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F4The option was immediately exercisable as of the grant date, and is fully vested. 1/4th of the shares vested on July 9, 2013 and 1/48th of the shares vested monthly thereafter, subject to the Reporting Person's continuous service to the Issuer on each such date.