SEC Form 4 · accession 0001127602-16-046622
Zendesk, Inc. · ZEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Amanda Kleha
Officer — SVP Velocity Businesses
Period of report
Mar 14, 2016
Accepted (ET)
Mar 16, 2016 · 8:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001463172
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 14, 2016 | M | 6,750 | $0.09 | A | 13,940 | D | |
| Common Stock | Mar 14, 2016 | M | 2,292 | $0.61 | A | 16,232 | D | |
| Common Stock | Mar 14, 2016 | S | 9,042 | $20.00 | D | 7,190 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $0.09 | Mar 14, 2016 | M | 6,750 | D | — | Oct 1, 2019 | Common Stock | 6,750 | 50,000 | D |
| Stock Option (Right to Buy)F2 | $0.61 | Mar 14, 2016 | M | 2,292 | D | — | Nov 9, 2021 | Common Stock | 2,292 | 0 | D |
Explanation of responses
- F1The option, originally representing a right to buy a total of 160,000 shares, was immediately exercisable as of the grant date, and vested over four years from October 13, 2009.
- F2The option, originally representing a right to buy a total of 10,000 shares, was immediately exercisable as of the grant date. 25% of the shares vested on November 9, 2012, and the remainder vests monthly until November 9, 2015, subject to the Reporting Person's continuous service to the Issuer on each such date. Unvested shares are subject to acceleration upon the occurrence of certain events.