SEC Form 4 · accession 0001127602-15-031983
Zendesk, Inc. · ZEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dana Stalder
Director
Period of report
Nov 18, 2015
Accepted (ET)
Nov 19, 2015 · 4:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001463172
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 18, 2015 | S | 40,000 | $24.7515 | D | 42,139 | I | By Vista Grande Trust Dated January 24, 2001 as amended |
| Common StockF4 | Nov 19, 2015 | J | 955,234 | $0.00 | D | 1,554,469 | I | By Matrix Partners IX, L.P. |
| Common StockF5 | Nov 19, 2015 | J | 1,641 | $0.00 | D | 2,672 | I | By Weston & Co. IX LLC, As Nominee |
| Common StockF2 | Nov 19, 2015 | J | 32,561 | $0.00 | A | 74,700 | I | By Vista Grande Trust Dated January 24, 2001 as amended |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This sale price represents the weighted average sale price of the shares sold ranging from $24.57 to $24.90 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F2Shares held by Vista Grande Trust dated January 24, 2001 as amended. The Reporting Person is a trustee and beneficiary of the trust.
- F3Represents a pro rata distribution for no consideration.
- F4These shares are owned directly by Matrix Partners IX, L.P. ("Matrix IX"). Dana Stalder is managing member of Matrix IX Management Co., L.L.C., the general partner of Matrix IX, and has sole voting and dispositive power with respect to the Matrix IX shares. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Dana Stalder is a director of Issuer.
- F5These shares are owned directly by Weston & Co. IX LLC ("Weston IX"), as nominee for Vista Grande Trust, a trust of which Mr. Stalder is the trustee and a beneficiary (the "Trust"). Weston IX also directly owns other shares in the company as nominee for other beneficial owners. Mr. Stalder disclaims ownership of any of the shares owned directly by Weston IX other than those held by Weston IX as nominee for the Trust. The Trust has sole voting and/or investment control over the shares held by Weston IX as nominee for the Trust, but does not have sole or shared voting and/or investment control with respect to the other shares owned by Weston IX.
- F6Shares acquired by the Reporting Person pursuant to pro rata distributions for no consideration.