SEC Form 4 · accession 0001682076-17-000002
Enphase Energy, Inc. · ENPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Humberto Garcia
Officer — VP and CFO
Period of report
May 15, 2017
Accepted (ET)
May 17, 2017 · 9:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001463101
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 15, 2017 | F | 449 | $0.76 | D | 62,123 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) initially granted on July 1, 2013 and reported on the Form 3 filed August 11, 2016.
- F2Balance includes a non-reportable acquisition of 1,139 shares purchased through the Company's 2011 Employee Stock Purchase Plan.