SEC Form 4 · accession 0001544025-17-000003
Enphase Energy, Inc. · ENPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul B Nahi
Officer — President and CEO · Director
Period of report
May 15, 2017
Accepted (ET)
May 17, 2017 · 8:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001463101
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 15, 2017 | F | 3,254 | $0.76 | D | 512,175 | D | |
| Common StockF3 | May 15, 2017 | F | 1,253 | $0.76 | D | 510,922 | D | |
| Common StockF4 | holding | — | — | — | 55,066 | I | Held in Trust | |
| Common StockF5 | holding | — | — | — | 501,822 | I | Held in Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) reported on June 19, 2015.
- F2Balance includes a non-reportable acquisition of 2,000 shares purchased through the Company's 2011 Employee Stock Purchase Plan.
- F3Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) reported on May 6, 2013.
- F4The shares are held in trust for Mr. Nahi's children. Mr. Nahi disclaims beneficial ownership of the shares.
- F5Reflects shares transferred on August 4, 2016 to the Nahi Family Revocable Living Trust.