SEC Form 4 · accession 0001463101-19-000012
Enphase Energy, Inc. · ENPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Mora
Director
Period of report
Feb 28, 2019
Accepted (ET)
Mar 4, 2019 · 7:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001463101
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 28, 2019 | M | 49,788 | $2.58 | A | 109,788 | D | |
| Common StockF1 | Feb 28, 2019 | S | 49,788 | $9.0857 | D | 60,000 | D | |
| Common Stock | Feb 28, 2019 | M | 20,212 | $0.70 | A | 80,212 | D | |
| Common StockF1 | Feb 28, 2019 | S | 20,212 | $9.0857 | D | 60,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2,F3 | $2.58 | Feb 28, 2019 | M | 49,788 | D | — | Apr 27, 2023 | Common Stock | 49,788 | 0 | D |
| Stock Option (Right to Buy)F2,F3 | $0.70 | Feb 28, 2019 | M | 20,212 | D | May 18, 2018 | May 17, 2024 | Common Stock | 20,212 | 30,840 | D |
Explanation of responses
- F1The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.965 to $9.22.
- F2Issued pursuant to the 2011 Equity Incentive Plan.
- F3Such option will vest in twelve (12) equal monthly installments from the grant date, such that the option is fully vested on the one-year anniversary of the date of grant, subject to the Director's Continuous Service (as defined in the 2011 Equity Incentive Plan).