SEC Form 4 · accession 0001463101-18-000124
Enphase Energy, Inc. · ENPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric Branderiz
Officer — VP & Chief Financial Officer
Period of report
Nov 30, 2018
Accepted (ET)
Dec 3, 2018 · 6:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001463101
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 30, 2018 | A | 6,312 | $0.00 | A | 37,421 | D | |
| Common StockF3 | Nov 30, 2018 | F | 2,210 | $5.58 | D | 35,211 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1RSUs issued pursuant to the 2011 Equity Incentive Plan.
- F2RSUs granted in lieu of cash under the Company's 2018 Bonus Plan for meeting performance targets in Q3 2018. RSUs are fully vested upon grant, with no expiration date.
- F3Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of RSUs granted on November 30, 2018.