SEC Form 4 · accession 0001463101-18-000077
Enphase Energy, Inc. · ENPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Mora
Director
Period of report
Aug 6, 2018
Accepted (ET)
Aug 7, 2018 · 11:35 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001463101
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 6, 2018 | M | 60,000 | $0.70 | A | 60,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $0.70 | Aug 6, 2018 | M | 60,000 | D | May 18, 2018 | May 17, 2024 | Common Stock | 60,000 | 51,052 | D |
Explanation of responses
- F1Issued under the 2011 Equity Incentive Plan.