SEC Form 4/A · accession 0001463101-18-000058
Enphase Energy, Inc. · ENPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Steven J Gomo
Director
Period of report
May 21, 2018
Accepted (ET)
May 21, 2018 · 6:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001463101
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1,F2,F3 | $5.53 | May 21, 2018 | A | 31,609 | A | — | May 17, 2025 | Common Stock | 31,609 | 172,277 | D |
Explanation of responses
- F1Issued pursuant to the 2011 Equity Incentive Plan.
- F2Edited to correct a typo in original filing of same date.
- F3Such option will vest in 12 equal monthly installments from the grant date, such that the option is fully vested on the one-year anniversary of the date of grant, subject to the Director's Continuous Service (as defined in the 2011 Equity Incentive Plan).