SEC Form 4 · accession 0001463101-18-000019

Enphase Energy, Inc. · ENPH

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Mar 6, 2018

Accepted (ET)

Mar 7, 2018 · 6:13 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001463101

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Mar 6, 2018	M	27,763	$0.70	A	27,763	D
Common Stock^F1	Mar 6, 2018	S	27,763	$3.8752	D	0	D
Common Stock	Mar 6, 2018	M	49,788	$2.58	A	49,788	D
Common Stock^F1	Mar 6, 2018	S	49,788	$3.8752	D	0	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option (right to buy)^F2,F3	$0.70	Mar 6, 2018	M	27,763	D	—	May 17, 2024	Common Stock	27,763	106,564	D
Stock Option (Right to Buy)^F2,F4,F3	$2.58	Mar 6, 2018	M	49,788	D	—	Apr 27, 2023	Common Stock	49,788	56,776	D

F1The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.75 to $3.98.
F2Issued pursuant to the 2011 Equity Incentive Plan.
F3Such option will vest in 12 equal monthly installments from the grant date, such that the option is fully vested on the one-year anniversary of the date of grant, subject to the Director's Continuous Service (as defined in the 2011 Equity Incentive Plan).
F4Remaining options in Table II, column 9 are are vested and unvested options from other grants. All vested options from this grant have been exercised.