SEC Form 4 · accession 0001463101-18-000007
Enphase Energy, Inc. · ENPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Humberto Garcia
Officer — VP and CFO
Period of report
Feb 15, 2018
Accepted (ET)
Feb 20, 2018 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001463101
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | Feb 15, 2018 | S | 918 | $2.75 | D | 546,581 | D | |
| Restricted Stock UnitsF2 | Feb 15, 2018 | S | 527 | $2.75 | D | 546,054 | D | |
| Restricted Stock UnitsF3 | Feb 15, 2018 | S | 153 | $2.75 | D | 545,901 | D | |
| Restricted Stock UnitsF4 | Feb 15, 2018 | S | 14,777 | $2.75 | D | 531,124 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) granted on March 6, 2014.
- F2Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) granted on March 4, 2015.
- F3Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) granted on May 1, 2017.
- F4Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) granted on May 30, 2017.