SEC Form 4 · accession 0001463101-17-000114
Enphase Energy, Inc. · ENPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Humberto Garcia
Officer — VP and CFO
Period of report
Nov 15, 2017
Accepted (ET)
Nov 17, 2017 · 5:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001463101
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | Nov 15, 2017 | S | 142 | $2.60 | D | 557,669 | D | |
| Restricted Stock UnitsF2,F3 | Nov 15, 2017 | A | 9,559 | $2.60 | D | 550,110 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) granted on May 1, 2017.
- F2Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) granted on September 28, 2017, reported on the Form 4 filed September 28, 2017.
- F3Balance includes a non-reportable acquisition of 2,000 shares purchased through company's 2011 Employee Stock Purchase Plan on November 16, 2017.