SEC Form 4 · accession 0001463101-17-000093
Enphase Energy, Inc. · ENPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Humberto Garcia
Officer — VP and CFO
Period of report
Aug 16, 2017
Accepted (ET)
Aug 17, 2017 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001463101
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | Aug 16, 2017 | F | 2,510 | $0.77 | D | 374,466 | D | |
| Restricted Stock UnitsF2 | Aug 16, 2017 | F | 884 | $0.77 | D | 373,582 | D | |
| Restricted Stock UnitsF3 | Aug 16, 2017 | F | 516 | $0.77 | D | 373,066 | D | |
| Restricted Stock UnitsF4 | Aug 16, 2017 | F | 209 | $0.77 | D | 372,857 | D | |
| Restricted Stock UnitsF5 | Aug 16, 2017 | F | 15,046 | $0.77 | D | 357,811 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) initially granted on August 9, 2016 and reported on the Form 3 filed August 11, 2016.
- F2Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the RSUs initially granted on March 6, 2014 and reported on the Form 3 filed August 11, 2016.
- F3Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the RSUs initially granted on March 4, 2015 and reported on the Form 3 filed August 11, 2016.
- F4Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the RSUs granted on May 1, 2017.
- F5Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the RSUs granted on May 30, 2017.