SEC Form 4 · accession 0001463101-17-000062
Enphase Energy, Inc. · ENPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Mora
Director
Period of report
May 18, 2017
Accepted (ET)
May 22, 2017 · 6:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001463101
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1,F2 | $0.70 | May 18, 2017 | A | 111,052 | A | — | May 17, 2024 | Common Stock | 111,052 | 111,052 | D |
Explanation of responses
- F1Issued pursuant to the 2011 Equity Incentive Plan.
- F2Such option will vest in 12 equal monthly installments from the grant date, such that the option is fully vested on the one-year anniversary of the date of grant, subject to the Director's Continuous Service (as defined in the 2011 Equity Incentive Plan).