SEC Form 4 · accession 0001463101-17-000020
Enphase Energy, Inc. · ENPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul B Nahi
Officer — President and CEO · Director
Period of report
Feb 15, 2017
Accepted (ET)
Mar 3, 2017 · 8:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001463101
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 15, 2017 | F | 8,209 | $1.60 | D | 514,798 | D | |
| Common StockF2 | Feb 15, 2017 | F | 1,369 | $1.60 | D | 513,429 | D | |
| Common StockF3 | holding | — | — | — | 55,066 | I | Held in Trust | |
| Common StockF4 | holding | — | — | — | 501,822 | I | Held in Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) reported on March 10, 2014.
- F2Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) reported on May 6, 2013.
- F3The shares are held in trust for Mr. Nahi's children. Mr. Nahi disclaims beneficial ownership of the shares.
- F4Reflects shares transferred on August 4, 2016 to the Nahi Family Revocable Living Trust.