SEC Form 4 · accession 0001463101-17-000018
Enphase Energy, Inc. · ENPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Humberto Garcia
Officer — VP and CFO
Period of report
Feb 15, 2017
Accepted (ET)
Mar 3, 2017 · 6:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001463101
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 15, 2017 | F | 958 | $1.60 | D | 65,167 | D | |
| Common StockF2 | Feb 15, 2017 | F | 548 | $1.60 | D | 64,619 | D | |
| Common StockF3 | Feb 15, 2017 | F | 2,737 | $1.60 | D | 61,882 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) initially granted on March 6, 2014 and reported on the Form 3 filed August 11, 2016.
- F2Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) initially granted on March 4, 2015 and reported on the Form 3 filed August 11, 2016.
- F3Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) initially granted on August 9, 2016 and reported on the Form 4 filed on August 11, 2016.