SEC Form 4 · accession 0001209191-16-151065
Enphase Energy, Inc. · ENPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul B Nahi
Officer — President and CEO · Director
Period of report
Nov 16, 2016
Accepted (ET)
Nov 17, 2016 · 9:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001463101
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 16, 2016 | S | 3,176 | $1.05 | D | 524,241 | D | |
| Common StockF3 | Nov 16, 2016 | S | 1,234 | $1.05 | D | 523,007 | D | |
| Common StockF4 | holding | — | — | — | 55,066 | I | Held in Trust | |
| Common StockF5 | holding | — | — | — | 501,822 | I | Held in Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares sold to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) reported on June 19, 2015.
- F2Balance includes a non-reportable acquisition of 2000 shares purchased through the Company's 2011 Employee Stock Purchase Plan.
- F3Represents shares sold to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) reported on May 6, 2013.
- F4The shares are held in trust for Mr. Nahi's children. Mr. Nahi disclaims beneficial ownership of the shares.
- F5Reflects shares transferred on August 4, 2016 to the Nahi Family Revocable Living Trust.