SEC Form 4 · accession 0001209191-16-142682
Enphase Energy, Inc. · ENPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Benjamin John Kortlang
Director
Period of report
Sep 23, 2016
Accepted (ET)
Sep 23, 2016 · 5:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001463101
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 23, 2016 | P | 600,000 | $1.20 | A | 852,614 | D | |
| Common StockF2 | holding | — | — | — | 3,810,796 | I | Held in Fund |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchase in connection with the Company's public offering on September 23, 2016.
- F2The shares are directly held by KPCB Green Grown Fund, LLC ("GGF Fund"). All shares are held for convenience in the name of "KPCB Holdings, Inc., as nominee". The managing member for GGF Fund is KPCB GGF Associates, LLC ("GGF Associates"). The voting and dispositive control over the shares is shared by individual managing directors of GGF Associates, none of whom has veto power.