SEC Form 4 · accession 0001209191-16-137402
Enphase Energy, Inc. · ENPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Humberto Garcia
Officer — VP and CFO
Period of report
Aug 16, 2016
Accepted (ET)
Aug 16, 2016 · 9:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001463101
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 16, 2016 | S | 1,036 | $1.7843 | D | 67,091 | D | |
| Common StockF2 | Aug 16, 2016 | S | 582 | $1.7834 | D | 66,509 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares sold to cover the tax liability associated with the vesting of a portion of the restricted stock units (RSUs) granted on March 6, 2014. Acquisition of the RSUs were previously reported in Table I of Mr. Garcia's Form 3 on August 11, 2016.
- F2Represents shares sold to cover the tax liability associated with the vesting of a portion of the restricted stock units (RSUs) granted on March 5, 2015. Acquisition of the RSUs were previously reported in Table I of Mr. Garcia's Form 3 on August 11, 2016.