SEC Form 4 · accession 0001209191-16-137401
Enphase Energy, Inc. · ENPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul B Nahi
Officer — President and CEO · Director
Period of report
Aug 16, 2016
Accepted (ET)
Aug 16, 2016 · 9:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001463101
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Aug 16, 2016 | S | 7,596 | $1.7851 | D | 526,684 | D | |
| Common StockF4 | Aug 16, 2016 | S | 1,267 | $1.7837 | D | 525,417 | D | |
| Common StockF5 | holding | — | — | — | 55,066 | I | Held in Trust | |
| Common StockF3 | holding | — | — | — | 501,822 | I | Held in Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares sold to cover the tax liability associated with the vesting of a portion of the restricted stock units (RSUs) reported on March 10, 2014.
- F2Balance includes a non-reportable acquisition of 2000 shares purchased through the Company's 2011 Employee Stock Purchase Plan.
- F3Reflects shares transferred on August 4, 2016 to the Nahi Family Revocable Living Trust.
- F4Represents shares sold to cover the tax liability associated with the vesting of a portion of the restricted stock units (RSUs) reported on May 6, 2013.
- F5The shares are held in trust for Mr. Nahi's children. Mr. Nahi disclaims beneficial ownership of the shares.