SEC Form 4 · accession 0001209191-15-038605
Enphase Energy, Inc. · ENPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neal Dempsey
Director
Period of report
Apr 30, 2015
Accepted (ET)
May 4, 2015 · 7:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001463101
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1,F2 | $12.57 | Apr 30, 2015 | A | 10,209 | A | — | Apr 29, 2022 | Common Stock | 10,209 | 10,209 | D |
Explanation of responses
- F1Issued pursuant to the 2011 Equity Incentive Plan.
- F2Such option will vest in twelve (12) equal monthly installments from the grant date, such that the option is fully vested on the one-year anniversary of the date of grant, subject to the Director's Continuous Service (as defined in the 2011 Equity Incentive Plan).