SEC Form 4 · accession 0001209191-15-003462
Enphase Energy, Inc. · ENPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul B Nahi
Officer — President and CEO
Period of report
Jan 7, 2015
Accepted (ET)
Jan 9, 2015 · 5:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001463101
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 7, 2015 | A | 45,000 | $0.2724 | A | 508,991 | D | |
| Common StockF1 | holding | — | — | — | 55,066 | I | Held in Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F2 | $0.2724 | Jan 7, 2015 | M | 45,000 | D | — | Jul 16, 2019 | Common Stock | 45,000 | 785,558 | D |
Explanation of responses
- F1The shares are held in trust for Mr. Nahi's children. Mr. Nahi disclaims beneficial ownership of the shares.
- F2The option was granted on July 16, 2009 and vested incrementally over a four-year period.